Compliance approach
A clear control and record approach for compliance processes.
Technology should support your institution's assessment processes. We build on defining product scope, produced outputs and responsibilities explicitly.
Distinction
What does the product provide, what does the institution decide?
| Control area | Product support | Institutional assessment |
|---|---|---|
| Identity check | Output of the supported verification steps | Acceptance policy and additional review |
| AML screening | Sourced possible matches | Identity matching and action |
| Blockchain | Supported risk indicators | Customer/transaction context and decision |
| Records | Technical record scope in the contract | Legal retention and access policy |
Evidence
A regulation's name is not a certificate.
Process support related to a regulation and independent certification are different things. Where certificate and test information exists, it is presented with its scope and validity.
- Process supportWhich control step the product supports
- Technical evidenceRecord, source and result fields
- CertificateIf any: document name, scope, version and validity
Evaluation
Let's work through your institution-specific requirements together.
Share your field of activity, the jurisdictions you operate in and your control requirements. Let's map them to the product scope.
Frequently asked questions
About the compliance approach.
Does using Legichain make us compliant on its own?
No. Institutional policy, processes, staff and applicable obligations are assessed together.